Dec 23, 2015
The Buzz: SEC to crack down on derivatives use in funds. Mutual funds face leverage caps under SEC rule on derivatives. Looking at the financial advisory business of tomorrow - Volatility skew.
Tricks of the Trade: Looking Back at 2015: Top Options Trends/Stories for Advisors/Asset Managers
- Fallout over IRA use in...
Nov 25, 2015
Office Hours: Listener questions and comments
- Question from Peter D - Stocks are being hit by latency sensitive strategies like HFT. Is that happening in options as well? Should I steer clients to other products instead?
- Question from Batram - Thank you for the information you provide on your advisors option program. I...
Oct 29, 2015
Tricks of the Trade: An overview of leading options studies & options fund studies.
Sep 28, 2015
The Buzz: Final days for comment letter on DOL IRA proposal.
Office Hours: So many questions.
- Question from TLand66 -I would like to submit a question for the Advisors Option radio program. I have reviewed a wide variety of options products for my clients. Aside from large widely held products like SPY and QQQ, there...
Aug 31, 2015
The Buzz Segment: Today we are joined by Joe Corcoran, the Head of Government Relations at OCC. He discusses:
- An update on the Notre Dame study.
- A preview of the Nielsen study on financial advisors.
- OCC and U.S. Securities Market Coalition ask U.S. Department of Labor to allow use of listed options in retirement...